Sample Law Paper On The Sarbanes-Oxley Act of 2002

Homework Question on The Sarbanes-Oxley Act of 2002

  • Instruction from professor required to research and write a ten page paper concerning a regulation or law and its impact on business operations.
  • Students will have a ten minute class presentation on their topic. For example, the FAA changed rules for pilot and crew flight time which went into effective in January 2014.
  • A student writing about this topic would need to consider:
  1. What was the existing rule?
  2. How did it change?
  3. Why did it change?
  4. Who were the proponents of change?
  5. How did/does the rule Impact airlines?
  6. Travelers?
  7. Airports?
  • Papers will be graded for research, analysis, substance and grammar.
  • The oral presentation will be included in the grading.
  • Please be aware that ANY information not obtained from your own thoughts requires citation * “please use as many sources as u like”

Homework Answer on The Sarbanes-Oxley Act of 2002

The Sarbanes-Oxley Act of 2002 also normally referred to as SOX is regarded as one of the revolutionary and reforming legislation in the securities trade. According to paragraph 1 of the SOX Act, 2002, the law was intended “to protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws, and for other purposes.” Trade in securities form an essential pillar in the growth of any economy due to the ability to amass capital for investment.

Companies and governments are able to raise capital by inviting investors through issuing of securities in form of debt or equity. Debt security involves the issuer borrowing a certain amount of money from an investor with contracted interest and date of payment referred to as a debt security. Such financing includes government bonds and debentures. On the other hand, an equity security entails buying right to ownership by contributing to the capital by buying stocks or shares.

Homework Help

Thus, securities are a critical arm in financial market that enables resources to be pooled for a common and bigger development (Mishkin and Stanley 345). What were the existing laws on securities and what changes were brought in by SOX? The following paper discusses SOX with reference to the impact and reformation in securities laws as well as the idea behind the legislation.